A call for transparency

A new study points to potentially unacknowledged biases that affect grants awarded by the European Research Council.

by Gaia Donati

Despite the surge in analysis and opinion pieces on the impact of large language models in academic writing, including grant proposals, there are basic questions that keep looming for many researchers at the beginning of their career journeys: how will I secure funding for my project? How can I win a grant to start my own group?

Writing in Nature Physics, researchers from ETH Zurich, the Central European University in Austria and the University of Palermo in Italy report their findings on the existing but scarcely studied connections between the European and American funding landscapes. Dr Nicolò Defenu, a researcher in the Institute for Theoretical Physics who has recently been appointed Assistant Professor of quantum physics, hopes that their study will encourage discussions on academic career paths.

Research summary: Imbalanced links

Defenu and co-authors Sandeep Chowdhary, Federico Musciotto and Federico Battiston analysed data representing over 6,000 winners of European Research Council (ERC) grants from eligible countries as of 2023. The data were sourced from the external pageOpenAlex database. Looking at what the researchers call the fraction of cross-continental collaborations per research paper, they found that ERC winners count a large number of US-based collaborations in the early stages of their careers, especially before winning an ERC Starting Grant, and that these collaborations decrease sharply in number following the award. By contrast, for awardees of grants from the National Science Foundation (NSF) in the US there is no clear trend that characterises their cross-continental collaborations: the fraction of their EU-based coworkers appears to remain unchanged over the first 20 years of their careers.

Defenu and colleagues unveiled a similar imbalance in the mobility of EU grant winners: at an early stage in their academic careers, EU-based ERC awardees are associated with a longer list of academic affiliations with respect to their US counterparts with a comparable 'academic age', which was calculated from the date of their first publication.

Further data analysis tested whether the observed trends and imbalances may come from intrinsic differences in the EU and US collaboration cultures. To this end, the researchers considered EU-based and US-based researchers  defined as scientists in OpenAlex who have at least 20 published papers and have EU- or US-only affiliations. They then computed the percentage of cross-continental co-authors for these two categories as a function of time and found that US-based scientists tend to collaborate with a larger number of EU-based colleagues compared to EU-based academics, especially at later career stages. Notably, EU-based researchers have fewer collaborations with US-based scientists than ERC winners. These results suggest a link between ERC grants and the US research landscape that cannot be readily explained through differences in cultural collaboration patterns in the EU and the US.

Defenu and co-authors also looked into the sharp decrease in cross-continental collaborations for ERC winners following the award of their grants by monitoring changes in the number of unique co-authors of ERC winners before an award and during a grant period. The team found that ERC awardees have more diverse collaborations after receiving their grant, a result indicating that the decrease in US-based collaborations isn't caused by an overall post-award downward trend. As a corollary, the team showed that EU countries contribute more to the collaboration network of an ERC winner than to that of an NSF winner.

The study encompasses all academic disciplines present in OpenAlex: these include biology, materials science and more. The trends are clearly visible in physics, but less so than in disciplines such as geology or medicine.

In the author's words

Nicolo Defenu
Nicolò Defenu is a researcher in the Institute for Theoretical Physics. (Photo: ETH Zurich / D-PHYS / Heidi Hostettler)

Nicolò, how did you develop the idea for this study?

As a postdoc in the US, I met people who were also there for research and were often partly funded by European institutions. The scale of this phenomenon struck me – there were really many people – and led me to ask: why do researchers from European countries spend time at US universities and laboratories before going back to Europe? I don't work directly in the area of 'science of science', but my friend and collaborator Federico Battiston does. We talked about my observation and discussed how to measure the phenomenon quantitatively. Federico suggested that we focus on ERC and NSF grant winners: looking at the available data could lead to clues related to the trend that caught my attention when I was in the US myself.

What would like to tell the academic research community with this work?

Once we reached our conclusions – there appears to be a positive bias in the research community towards early-stage academics who have some work experience in the US – we all felt that it was important for the community to be aware of our findings. Speaking only for myself, I think that the process through which ERC grants are awarded is still a function of too many hidden variables: what I would like is for these factors to become visible, to be first acknowledged and then challenged. Is a career trajectory involving research experience in the US a plus when applying for an ERC grant? Is higher mobility regarded as a bonus? If yes, I feel this should be stated explicitly. My goal is not to express judgments here – I don't want to say, this is wrong and needs fixing. All I'd like to see is more transparency on the decision-making process for awarding these grants.

In my view, the academic research community is so large by now that we cannot expect it to be self-regulating. Therefore, it's important to look critically at how it behaves and makes decisions, which trends it wishes to support and which ones it discourages. Personally, I'd welcome more diversity in academia in terms of career paths because I think that universities would benefit from such diverse research experience.

Reference

Chowdhary, S., Defenu, N., Musciotto, F. et al. Dependency of ERC-funded research on US collaborations. Nat. Phys. (2023). external pageDOI:10.1038/s41567-023-02239-5

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